Thursday, January 21, 2016

The evolution of human rights regimes in the EU



In the article on the origins of human rights regimes, Andrew Moravscik sets forth the theory of republican liberalism. He uses the example of postwar Europe to illustrate why this theory offers a better explanation regarding the reasons for governments to construct such regimes, than realist and ideational theories. First, he provides a general overview of these three theories, which he then applies to the case of the European Convention on Human Rights (ECHR). Cross- national patterns of national positions, the tactics used in international negotiations and the domestic motivations and deliberations are all discussed. He uses the United Kingdom (UK) as an example to support the argument, after which he makes some remarks concerning generalization and the dangers of holding onto the traditional Realist - Ideationalist dichotomy when studying IR.

Moravcsik argues that regarding the motivations and tactics used by states; the Realist point of view is that coercion is employed by great powers to extent their ideals, either because of national pride or geopolitical interest. Ideational theory regards altruistic governments and groups as the promoters of perceived universal norms, thereby establishing the process of the 'logic of appropriateness'.  In this theory of republican liberalism, the main motivation concerns the domestic future. Governments try to ‘lock in’ human rights policies, and by extension democracy, by binding the state to international commitments. This should prevent the country from possibly backsliding into oppression and international conflict.  Human rights regimes are special regarding the fact that they hold governments accountable for internal activities, and because they offer individuals and groups, rather than states, the opportunity to challenge these activities. In light of these characteristics and the motivations that states can be expected to have, the case of the ECHR is discussed.

Even though the theoretical starting points are almost opposite, Moravcsik argues that Realism and Ideationalism tend to converge in their conclusion regarding state behaviour. Both strands expect the greatest power(s) to be the most committed towards establishing human rights regimes, albeit for different reasons. This was not the case in postwar Europe however. When measured against willingness to accept compulsory jurisdiction of a court as well as the possibility for individual petition, those who held most power (the United States and the UK) were either not participating or non-committal during the process. Moravcsik shows that national preferences appear to be better predicted by the stability of the democracies concerned, as expected when following the republican liberalist thought. Because the motivation is to lock in future behaviour, newly democratized states can be expected to be most committed. They face the greatest risk of backsliding, whilst established democracies tend to feel confident about the future and therefore feel little need to transfer sovereignty to an international jurisdiction. Moravcsik considers Belgium, Denmark, Sweden, the Netherlands, Norway, the UK and Luxembourg to be established democracies, and only Belgium was committed towards establishing the ECHR. On the other hand, relatively new democracies such as Austria, France, Italy, Germany, Iceland and Ireland were very committed towards establishing a human rights regime. Non-democratic regimes have no interest in human rights whatsoever, as could be expected. Ad hoc explanations  with variables such as the possession colonies, a strong tradition of parliamentary sovereignty or a hang towards European federalism can all be disproved.

Moravcsik also discusses which tactics states most likely employ from the different theoretical points of view, and tests this against the ECHR. Realist thinkers would argue that great powers either coerce bribe weaker states, whilst ideational theory holds that persuasion would likely be sufficient. According to republican liberalist theory, governments can hardly be expected to change their position on such fundamental issues. This seems to have been the case: "governments conducted a classical international negotiation" (pp. 236), whereby practical compromises led to an outcome close to the lowest common denominator whereby states could hold on to their original positions. Concerning domestic deliberations, the same argument can be made. There was no domestic discussion regarding the costs and benefits of coercion, nor was there a significant amount of socialization for human rights as an end. The new human rights regime was however considered to be an instrument to promote the self-interested goal of stabilizing the democracy, especially by young ones such as Italy and Germany. This is what can be expected when following the republican liberalist thought.

The UK is than examined as a critical case, because it is both the oldest and most firmly established democracy, as well as a great power. And whilst its government offered support for international declatory norms, it firmly opposed to binding legal obligations, centralized  international institutions, the right of individual petition and compulsory jurisdiction. The republican liberalist explanation is that the state simply did not worry about the stability of its democracy; and therefore saw no need to transfer sovereignty, since was afraid of interference with domestic issues whilst its laws were virtually in accordance with the proposals already.
Lastly, Moravcsik generalizes the findings towards the origin and evolution of human rights regimes, as well as other issue-areas in IR theory. Concerning the former, he concludes that "the tendency of states to enhance the credibility of domestic policies by binding themselves to international institutions may help explain" the enforcement of these regimes. In general IR theory, republican liberalism shows that international institutions might be best explained by regarding them to be the result of a two-level game, whereby a decisive role lies in the domestic political representation in world politics. Moravcsik ends by noting that the failure of Realist theory does not automatically mean that Ideational theory is valid and applicable, 'much more is required'.

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